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由于国家是否能够实现其在市场领域的社会控制目标在一定程度上是国家基础权力的重要反映，同时，在监管国家文献中，国家市场监管权力本身并非国家市场控制目标难以实现的全部解释，公共利益理论和中国市场经济体系确立的历史轨迹都使我们需要同时将国家基础权力对国家市场控制目标的影响纳入考察视野。因而，本书从国家建设的视角出发，通过工商所案例的研究，追溯其1949年后演变的历史轨迹，考察1949年以后国家基础权力究竟发生了何种演变、国家的社会控制能力和代理人监控能力如何影响了国家市场管理目标的实现。下一章将考察1978年以前基层市场管理机构的演变和运作。
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[1]Migdal，Joel S.，Strong Societies and Weak States：State-society Relations and State Capabilities in the Third World（Princeton University Press，1988）.
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[2]Prasenjit Duara，“State Involution：A Study of Local Finances in North China，1911-1935，”Comparative Studies in Society and History，Vol.29，No.1（Jan.1987），pp. 132-161.
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[3]Franz Schurmann，Ideology and Organization in Communist China（Berkeley：University of California Press，1966）；Prasenjit Duara，Culture，Power，and the State：Rural North China，1900-1942.
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[4]Graham Young，“On the Mass Line，”Modern China，Vol.，No.2（Apr.，1980），pp.225-240.
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[5]郭圣莉：《城市社会重构与国家政权建设——建国初期上海国家政权建设分析》，天津人民出版社2006年版，第193页。
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[6]Harry Harding，Organizing China：The Problem of Bureaucracy，1949-1976（Stanford：Stanford University Press，1981）.
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[7]Charles Edward Lindblom，Politics and Markets：the Worlds Political Economic Systems（New York：Basic Books，1997）.
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[8]邹谠：《二十世纪中国政治：从宏观历史与微观行动的角度看》，香港：牛津大学出版社1994年版。
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[9]Vivenne Shue，The Reach of the State：Sketches of the Chinese Body Politic（Stanford，Calif.：Stanford University Press，c1988）.
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[10]Lucian Pye，The Dynamics of Chinese Politics（Cambridge，Mass.：Oelgeschlager，Gunn&Hain，c1981）；Franz Schurmann，Ideology and Organization in Communist China；Vivienne Shue，The Reach of the State：Sketches of the Chinese Body Politic（Stanford，Calif.：Stanford University Press，c1988）；Harry Harding，Organizing China：the problem of bureaucracy，1949-1976（Stanford，Calif.：Stanford University Press，1981）.
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[11]Vivenne Shue，“State Power and Social Organization in China，”in Joel S Migda et al.，State Power and Social Forces：Domination and Transformation in the Third World. p.72.
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[12]Avery Goldstein，From bandwagon to balance-of-power politics：structural constraints and politics in China，1949-1978（Stanford，Calif.：Stanford University Press，1991）；Vivenne Shue，The Reach of the State：Sketches ofthe Chinese Body Politic；Andrew G. Walder，Communist neo-traditionalism：work and authority in Chinese industry（Berkeley：University of California Press，c1986）.
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[13]Kevin J，O’Brien and Lianjiang Li，“Selective Policy Implementation in Rural China，”Comparative Politics，31（2）（Jan.，1999），pp. 167-186.
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[14]David L. Wank，“Bureaucratic Patronage and Private Business：Changing Networks of Power in Urban China，”in The Waning ofthe Communist State：Economic Origins ofPolitical Decline in China and Hungary，ed. Andrew G. Walder（Berkeley：University of California Press，1995）.
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[15]Michael Dutton，“The End of the（Mass）Line？Chinese Policing in the Era of the Contract，”Social Justice，27：2（Summer 2000），pp.61-102.
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[16]Shukai Zhao，translated by Andrew Kipnis，“Criminality and the Policing of Migrant Workers，”The China Journal，No.43（Jan.，2000），pp. 101-110.
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[17]Tyrene White，“Post Revolutionary Mobilization in China：the One-Child Policy Reconsidered，”World Politics，Vol.43，No.1（Oct.，1990），pp. 53-76.
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[18]Pitman B. Potter，“Foreign Investment Law in the Peoples Republic of China：Dilemmas of State Control，”The China Quarterly，No.141，Special Issue：Chinas Legal Reforms（Mar.，1995），pp. 155-184.
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[19]Usan Trevaskes，“Courts on the Campaign Path in China：Criminal Court Work in the‘Yanda 2001’Anti-Crime Campaign，”Asian Survey，42：5（Sep./Oct.，2002），pp. 673-693.
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[20]Xiaobo Lü，Cadres and Corruption：The Organizational Involution of the Chinese Communist Party（Stanford，Calif.：Stanford University Press，c2000）；Xiaobo Lü，“Booty Socialism，BureauPreneurs，and the State in Transition：Organizational Corruption in China，”Comparative Politics，Vol.32，No.3.（Apr.，2000），pp. 273-294.
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[21]Lawrence R. Sullivan，“The Role of the Control Organs in the Chinese Communist Party，1977-83，”Asian Survey，Vol.24，No.6.（Jun.，1984），pp.597-617.
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[22]Murray Scot Tanner，“Shackling the Coercive State：Chinas Ambivalent Struggle Against Torture，”Problems of Post-Communism，Vol.47，Issue.5（Sep/Oct.，2000），pp.13-30.
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[23]Andrew Wedeman，“Stealing From the Farmers：Institutional Corruption and the 1992 IOU Crisis，”The China Quarterly No.152（Dec.1997），pp.805-831.
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[24]制度与结构变迁研究课题组：作为制度运作和制度变迁方式的变通，载《中国社会科学季刊》，1997年冬季卷总第21期。
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