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[47]Peter McPhee, “The French Revolution, Peasants, and Capitalism,” American Historical Review 94 (1989): 1265-1280.
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[48]这一观点的早期阐述,参见R. Rajan and L. Zingales, “Which Capitalism? Lessons from the East Asian Crisis,” Journal of Applied Corporate Finance 11 (1998): 40-48。
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[49]作者进行了有关的回归分析。
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[50]在一个财产权利不能有效执行的环境里,一个有能力的领主最好是把财富“埋藏”在地下,偶尔拿出来犒赏农民,而不要换成现金给他们拿走。
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[51]Kenneth Sokoloff and Stanley L. Engerman, “Institutions, Factor Endowments, and Paths of Development in the New World,” Journal of Economic Perspective 3 (2000): 217-232.
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[52]John P. Powelson, The Story of Land: A World History of Land Tenure and Agrarian Reform (Cambridge, Mass.: Lincoln Institute of Land Policy, 1998), 89.
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[53]Abhijit Benerjee and Lakshmi Iyer, “History, Institutions, and Economic Performance: The Legacy of Colonial Land Tenure Systems in India,” MIT, working paper, 2002.
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[54]有关解决方式的发展理论,参见D. Acemoglu, S. Johnson, and J. Robinson, “The Colonial Origins of Comparative Development: An Empirical Study,” American Economic Review 91 (2001): 1369-1401。
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[55]参见Maxim Boycko, Andrei Shleifer, and Robert Vishny, Privatizing Russia (Cambridge: Massachusetts Institute of Technology, 1995)。事后的分析总是更正确。但是公平地说,由于没有一个成熟的企业家阶层,俄罗斯的改革者在当时缺乏帮助,也没有过去的经验可以参考。相反,制度经济学最近的很多进展倒是要感谢俄罗斯的改革实践。
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[56]Richard Ehrenberg, Capital and Finance in the Age of the Renaissance: A Study of the Fuggers and Their Connections (New York: Harcourt, 1928).
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第7章
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[1]E. Glaeser, S. Johnson, and A. Shleifer, “Coase vs. the Coasians,” Quarterly Journal of Economics 116, no. 3 (2001): 853-899.
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[2]Alexander Dyck and Luigi Zingales, “Private Benefits of Control: An International Comparison,” NBER working paper no. 8771, 2002.
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[3]Glaeser, Johnson, and Shleifer, “Coase vs. the Coasians.”
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[4]Dyck and Zingales, “Private Benefits of Control.”
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[5]Glaeser, Johnson, and Shleifer, “Coase vs. the Coasians.”
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[6]Carol J. Simon, “The Effect of the 1933 Securities Act on Investor Information and the Performance of New Issues,” American Economic Review 79, no. 3 (1989): 295-318.
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[7]R. La Porta, F. Lopez-de-Silanes, A. Shleifer, and R. Vishny, “Investor Protection and Corporate Valuation,” Journal of Finance 57, no. 3 (2002): 1147-1171.
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[8]U. Bhattacharya and H. Daouk, “The World Price of Insider Trading,” Journal of Finance 57 (2002): 75-108.
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[9]Paul Halpern, Michael Trebilcock, and Stuart Turnbull, “An Economic Analysis of Limited Liability in Corporate Law,” University of Toronto Law Review 117 (1980): 30.
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[10]Mancur Olson, The Logic of Collective Action: Public Goods and the Theory of Groups (Cambridge, Mass.: Harvard University Press, 1971), and G. Stigler, “Theory of Economic Regulation,” Bell Journal of Economics 2 (1971): 3-21。
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[11]有三位杰出的经济学家对这项研究有过贡献,并仍然活跃在研究领域,包括Sam Peltzman (“Toward a More General Theory of Regulation,” Journal of Law and Economics 19, no. 2 \[1976] : 211-240),Richard Posner (“Taxation by Regulation,” Bell Journal of Economics 2 \[1971] : 22-50),Gary Becker (“A Theory of Competition among Pressure Groups for Political Influence,” Quarterly Journal of Finance 98, no. 3 \[1983] : 371-400)。
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[12]1997年的数据来自The Taxi and Limousine Commission. www.schallerconsult.com/taxi/intro.htm。
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[13]理性无知的术语来自Anthony Downs的著作An Economic Theory of Democracy (New York: Harper & Brothers, 1957)。
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[14]对这些观点的扩展,参见R. Rajan and L. Zingales, “The Tyranny of Inequality: An Inquiry into the Adverse Consequences of Power Struggles,” Journal of Public Economics 76 (2000): 521-558。
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